Institutions versus personalities: international peacebuilding dilemmas

Dylan Hendrickson (November 1998)

Given the serious outstanding differences between the four Khmer factions at the time of the 1991 political settlement, transforming the ceasefire in force into a viable peace was going to be a difficult, delicate and long-term task. In recognition of this, various 'safeguards' were envisaged by the Paris agreements to prevent a return to the violence and disorder of the past. These safeguards were informed by two broad assumptions:

First, with no faction in a position to win outright power militarily, due to a halt in outside assistance, each could seek to strengthen its political position by electoral means. The risks of renewed violence would thus be constrained by the functioning of Cambodia's fledgling parliamentary system - the 'internal' safeguard. Second, due to the deep and persisting distrust between the factions, a neutral, firm and committed international community would be called upon to facilitate, finance and otherwise ensure that the terms of the final settlement were respected by all the factions - the 'external' safeguard.

The problem with these safeguards was that they assumed more goodwill from both the faction leaders and the international community than was forthcoming or indeed realistic at the time. Despite the UN's success in organizing the 1993 elections, its contribution fell far short of laying the groundwork for the kinds of political institutions needed to attenuate Cambodia's destructive brand of personality-based politics. With the UN's departure, almost all power - and the fate of the fragile peace itself - remained concentrated in the hands of the governing CPP-FUNCINPEC coalition, subject to the whims and weaknesses of the party leaders and the deep-seated tensions between them.

Although the Paris agreements made liberal reference to a post-election international role to consolidate peace in Cambodia, as much emphasis was placed on preventing outside interference in the country's 'sovereign' affairs after 1993. Despite the fact that Cambodia has continued to benefit from vast amounts of international assistance for the purposes of reconstruction, there has been no effective mechanism to link this aid to the kinds of political changes needed to build peace. This has called into question the international community's ability to decisively influence the democratic transition or to prevent crises such as the July 1997 overthrow of Prince Ranariddh.

Fragmentation of responsibility

It is worth recalling that the Paris agreements came about in large part due to the strong international consensus which existed in 1991 on the need to bring to an end Cambodia's war. Similarly, it was this solid consensus which underpinned the ambitious and intrusive character of UNTAC's peacekeeping mandate, conceived by some in terms as grand as 'nation-building'. When UNTAC's mission ended abruptly in late 1993, collective international responsibility for Cambodia was rapidly downgraded and fragmented.

This is not to say that the continuing threat to Cambodia's stability was not recognized. Indeed, a November 1993 UN Security Council resolution called for the appointment of a person to "coordinate the UN presence in Cambodia, in accordance with the spirit and principles of the Paris agreement". However, even before the Secretary General's Representative in Cambodia (SGRC) had arrived, this mandate was modified by the UN General Assembly which rejected a proposal for 'integrated offices' combining UNDP and political functions. Some countries felt that combining development aid with the pressure to promote human rights and democracy would have given the SGRC undue power.

The mandate of the SGRC was therefore confined to 'preventive diplomacy' with responsibility for coordinating international assistance given to the UNDP's Resident Coordinator. In the absence of strong backing of UN member states or a clear or pro-active peacebuilding strategy from New York, the status of the SGRC vis-a-vis the Royal Government, the Resident Coordinator and other ambassadors was poorly defined. The SGRC's role thus remained low key, consisting essentially of monitoring political developments, maintaining dialogue with the Royal Government and reporting back to the Secretary General, with no mandate to mediate in the event that serious problems arose.

As a consequence, the primary emphasis of international engagement with Cambodia effectively shifted to reconstruction. Besides the ten UN donor agencies working in Cambodia, there were also numerous international NGOs and various governments which were providing considerable assistance. This covered a wide range of development and humanitarian-oriented activities in support of efforts to rebuild the country's damaged physical infrastructure, alleviate poverty, promote multi-party politics and hasten Cambodia's complex transition from a centrally-planned to a market-driven economy. These activities could be seen as key elements of a longer-term peacebuilding strategy which would help tackle the underlying economic, social and institutional factors driving Cambodia's conflict.

With some US $1.5 billion channelled into Cambodia between 1993-98, foreign aid came to represent more than half the national budget and was potentially an important tool with which to influence government policy. In the absence of a framework through which this instrument could effectively be used, however, it was rarely taken out of the 'toolbox'. Crucially after 1993, any international potential to influence political events in Cambodia would depend on integrated action and consensus on peacebuilding priorities, which was in short supply among the foreign countries involved in Cambodia at the time.

There were nonetheless important short- and long-term reasons why countries should seriously consider using the leverage offered to them by their aid and the Paris agreements to influence political events in Cambodia. In the first case, with political tensions still high in the coalition government and with none of the factions having demobilised their armies, there was a very real risk of renewed violence which would undermine all that had been achieved. In the second, any hope of consolidating Cambodia's peace in the long-term was linked to the success of the democratic transition. Unless the international community was willing to demonstrate that democratic ideals were worth upholding by taking action, when serious human rights abuses occurred or constitutional provisions were blatantly flouted, democracy would lose legitimacy in the eyes of Cambodians themselves.

Human rights: slipping mandates

The failure to protect human rights provides the clearest example of where the international community fell short of taking strong action, after 1993, to keep the peace process on track. The United Nations High Commissioner for Human Rights (UNHCHR) was mandated by the Paris agreements to monitor Cambodia's human rights situation following UNTAC's departure and to provide technical assistance to the government in promoting human rights.

Between 1994-96 the local UNHCHR office at times took a critical stand on government policies which resulted in threats from the co-Prime Ministers to close it down. In 1997, human rights abuses mounted dramatically when 16 people demonstrating against the government were killed in a grenade attack in front of the National Assembly. This was followed by the extra-judicial killings of some 40 military advisers of deposed Prime Minister Prince Ranariddh following the July coup, meticulously investigated and documented by the UN rapporteur for human rights, Thomas Hammarberg, in which people close to Hun Sen were implicated.

Yet to date it has not been possible for the international community to translate this evidence of human rights abuse into sufficiently strong pressure by UN member countries to see justice served. It has been felt by some countries that to take too strong a line against the government would compromise the international community's ability to maintain a human rights presence in Cambodia. At the same time, however, in the absence of strong actions condemning human rights abuses this inevitably strengthens Cambodia's tradition of power politics.

Aid conditionalities

Without attempts to link financial and technical assistance with political changes to strengthen the peace, the effectiveness of international peacebuilding would therefore be diminished. The option of using political conditionalities to influence government policies nonetheless raised many dilemmas for countries, not least of which was that politicising aid would be perceived as a violation of Cambodia's sovereignty.

The principle dilemma was that for political conditionalities to be effective in influencing government policy, countries would need to act in unison. This required agreements on what kinds of conditions should be placed on aid, at what point sanctions should be used, and what the ultimate objectives of such actions were to be. Consensus was hard to achieve because certain countries had their own political reasons for not wanting to place undue pressure on Cambodia's government while others were ambivalent about what was happening in the country. With increasing international aid being channelled into Cambodia through NGOs, a related problem was that cutting this assistance would have a limited effect on government policy.

This points to a second dilemma which was often used to argue against placing conditions on the use of aid: if it was cut, even temporarily, this would have both short- and long-term consequences on stability. First, because much aid underpinned efforts to alleviate Cambodia's extreme poverty, sanctions could have serious humanitarian consequences and heighten social tensions. Second, many long-term programmes being supported by aid such as administrative reform were crucial to the success of the democratic transition and, if halted, would jeopardise future political stability. It was thus difficult to achieve agreement between aid administrators and diplomats on the point at which aid should be cut, if at all, to further political objectives.

A final dilemma regarded the question of how far the international community could legitimately intervene in Cambodia's affairs given the legacy of foreign involvement in Cambodia and the clear provisions made in the Paris agreements to prevent a repeat of this. The question of intervention was far from clear-cut because the agreements also made the international community guarantors of the peace plan. It was clearly in the spirit of the agreements that the international community should act in the face of a serious threat to the peace even if the agreements were rather vague regarding the kinds of actions to be taken.

A clear line needed to be drawn, based on an appreciation of the provisions contained within both the Paris agreements and Cambodia's Constitution, defining which kinds of intervention could be justified. Nurturing democracy is a slow and complex process which has to take into account Cambodia's complex cultural and historical circumstances. There is therefore a danger of imposing outside priorities on the direction, form or speed of this political change. At the same time, however, there are very clear areas which are not open to negotiation: these include respect for basic human rights and the rule of law. By responding consistently when blatant violations occur, the international community's actions would also serve to strengthen Cambodia's nascent democratic institutions by bolstering their legitimacy.

When political tensions grew sharply between Prince Ranariddh and Hun Sen in 1996, most countries preferred to express their concerns privately to the government. These diplomatic initiatives lacked collective force and the messages conveyed were often not in harmony with one another. While aid programmes, tourism and private investment ushered in a period of rapid economic growth, the outside world stood by as the factions again resorted to violence to resolve their differences.

Accommodating the strongman

The events following the July coup brought home most clearly the extent of the international community's disengagement from Cambodia since 1993. In spite of clear signs that tensions were threatening to erupt violently, little concerted international action was taken to avert the fighting. In the aftermath, the official Security Council statement was surprisingly mild, calling for no specific action on the part of the UN. With no official reaction from either China or Russia, this left initiatives in the hands of ASEAN, Japan, the US and EU.

Divisions within the international community were heightened, with the US threatening to treat Cambodia as a pariah state because of Hun Sen, and other nations such as France choosing to overlook human rights abuses. Cambodia was receiving confusing signals at a time when clarity was needed (see box). Just as the lack of consensus had created conditions favouring Hun Sen's coup by leaving him confident that concerted international condemnation would not be forthcoming, after the coup it gave him a certain freedom to consolidate his position.

The July events left many countries torn between their stated commitment to the Paris agreements on the one hand, and growing ambivalence regarding events in Cambodia on the other. Temporary and partial cuts in international assistance were made and Cambodia was deprived of its UN seat and entry into ASEAN. Few countries were eager to see the unwieldy pre-July 1997 power-sharing arrangement restored, nor were there any easy options. The new reality was accepted and Hun Sen was instructed to respect human rights and ensure that 'free and fair' elections took place, as scheduled in 1998 with Ranariddh's participation.

The main opposition to Hun Sen's consolidation of power in the run-up to the elections would come from the US, whose call for a 'principled' democratic line conflicted with the more pragmatic stance adopted by other countries including Australia, China, Japan and members of ASEAN and the EU.

At this point the gap between the rhetoric of many members of the international community, which professed a strong commitment to democracy in Cambodia, and their actions on the ground, became glaring. Hun Sen was completely dependent on international assistance to organize the elections and turned to both the EU and Japan which between them provided US $18 million in support. While both insisted that this assistance was conditional on the establishment of a neutral political environment in order for 'free and fair' elections to take place, no clear benchmarks were established to determine when assistance might be cut.

With stability also seen as key to development, and Hun Sen's iron grip the best way to ensure stability, the blatant perversion of the 1998 electoral process became an acceptable 'cost'. Elections seemed the only solution to the crisis which those in favour of stability and democracy could agree on. As in 1993, this would enable the establishment of a 'legitimate' government - at least in the eyes of the international community - which could be supported without too many awkward questions asked. As in 1993, few countries were willing to confront the contradictions inherent in their policies, not least of which was that by accepting Hun Sen's victory under the shadow of widespread political intimidation and allegations of fraud, they were delegitimising the very democratic process they were trying to promote.

This rhetoric of 'democracy' versus 'stability' adopted by the international community masked not only different national interests but also shared constraints on how to influence policy in Cambodia. In practical terms, support for human rights and democracy was increasingly tempered by a pragmatic acceptance of certain political realities: the slowness of democracy to take root, the lack of political will to make the changes needed, and the apparent need for a 'strongman' to rule the country in order to avoid renewed conflict.

Selective principles, confusing signals: French and US policy on Cambodia

by François Danchaud and Dylan Hendrickson

Although France and the US no longer have significant strategic interests in Cambodia, their long involvement in Vietnam has conditioned their roles in Cambodia in contrasting ways, at times exacerbating, if not directly contributing to internal political tensions.

Courting Vietnam

France was seen to have 'saved' Cambodia from the hegemonic tendencies of its neighbours with the establishment of its protectorate in 1887, though its strategic interest in Southeast Asia has always revolved around Vietnam and continues to do so. The strong attraction Vietnam holds economically for France means that its efforts to promote good relations with Vietnam as well as to restore French influence over its Indochinese colonial empire have strongly influenced its policy on Cambodia.

Following Cambodia's international isolation during the 1980s, France was the first major Western power to restore relations with the Hun Sen regime by re-opening its Phnom Penh embassy in 1991. France led the rally to declare Hun Sen's victory in the 1993 elections and, in spite of Prince Ranariddh's surprise victory, the perceived threat he posed to French relations with Vietnam means that Hun Sen remains in favour. This relationship was clearly illustrated by France's muted response to both the July coup and Hun Sen's 1998 electoral victory under widespread allegations of fraud.

Punishing Vietnam

The US response to the July coup was also heavily influenced by its historical role in Vietnam, one which still casts a long and painful shadow. Though the initial response by the US Embassy in Phnom Penh was also muted and likely interpreted by Hun Sen as an indication that the US would not take sides, the US State Department soon came under domestic pressure to condemn the 'communist dictator' Hun Sen. Although the US has sought stronger ties with Vietnam in recent years as part of its policy of normalizing relations, allowing Vietnam the moral victory of seeing its 'man' Hun Sen retain power was a step too far for right-wing elements within the American Congress still intent on punishing Vietnam for the war.

Congress' action forced the State Department to take a strong line, to cut all but essential humanitarian assistance to Cambodia, and to pressure Hun Sen to allow Prince Ranariddh's participation in the July elections. Although unhappy with Ranariddh for his failings as Prime Minister, strong US political backing was provided for him in exile which, along with the support of other countries, was a crucial lifeline for FUNCINPEC. While the first serious attempt to use political conditionalities, there was a danger that it was based on a simplistic assumption about how democracy should be supported in Cambodia. At the same time, it also raised the spectre of partisan involvement by the US in Cambodia's affairs, reminiscent of the Cold War.

Hollow principles

The US position contrasted sharply with France's unwillingness to condemn the July events and their pragmatic argument that 'stability' should take precedence given the 'new political reality' in Cambodia. The lack of consensus between the two camps was not lost on Hun Sen, and was also evident before the coup. Furthermore, persisting tensions between Prince Ranariddh's Cabinet and the French Embassy, tensions which were often publicly, though not officially, expressed by both sides, also reassured Hun Sen that the response to his violent ouster of Prince Ranariddh would not be universally condemnatory. This proved to be true.

While the US role was key in bringing about Prince Ranariddh's participation in the elections, the limits of its principled approach soon became evident. With the refusal of the EU and Japan to place conditions on their electoral assistance, the capacity of the US to take a strong stand in influencing how the elections were conducted was diminished. While the US also publicly distanced itself from the Joint International Observation Group's premature decision to certify the elections as 'free and fair', the overwhelming response of other countries in support of it again undermined its position.

The ambiguity of the US position after the elections highlights the limits of a principled approach in dealing with Cambodia's problems when it is not adhered to consistently or when other countries do not adopt it. Without a search for greater international consensus, there is the very real risk that the policies of countries like France and the US - no matter how 'pragmatic' or 'principled' - will be seen to mask the pursuit of national interests.

Francois Danchaud has a background in law and political science and, as a journalist, has been writing on Cambodia since the mid-1980s. He worked with the French NGO Children of the Mekong in Cambodia from 1991-92 and returns regularly to the country to cover the political situation.

recognizing harsh realities

In the absence of greater efforts to enable Cambodia's political institutions in line with the spirit of the Constitution, international policies unwittingly support political personalities, whether so-called 'democrats' or 'strongmen'. Moreover, with the international spotlight on the differences between Cambodia's political camps, the difficulties of governing are easily downplayed resulting in simplistic prescriptions for bringing about political change.

The reality is that behind the formal trappings of democracy in present-day Cambodia, such as the National Assembly, is a political system based on factional politics, hierarchy and personalized rule. The hostility between the so-called 'democrats' and 'communists' disguises a high degree of war-weariness and general agreement on running the state along free-market and democratic lines. The question is: who should control the process of liberalisation?

The 'winner-take all' attitude underlying Cambodia's political culture is reinforced by the attitude that 'if you are not with us, you are with them'. This attitude is ingrained in the psyche of Cambodia's politicians, including many of those - particularly of the older generations - who have spent time in exile. This undermines cooperation and dialogue and also makes it difficult for more far-sighted Cambodians or external diplomats to play the role of a neutral mediator. In a climate of heightened competition and acute distrust, there is little incentive for transparency in decision-making, much less consensus-building.

Underlying these patterns of political interaction in Cambodia is the crucial role played by resources. Maintaining power is dependent on the ability of politicians to deliver patronage to their supporters in exchange for loyalty. All political leaders - of all political persuasions - are forced to play this card to stay in power. The past five years show that beneath the surface many of the so-called 'democrats' in the opposition differ little from their CPP counterparts, in the way they play the political game even if their stated intentions are better.

The failure of the opposition parties to work together during 1993-97 is a sad indictment of their lack of success - if not commitment - in promoting the new, more inclusive way of politics in which they profess to believe. Moreover, the massive corruption involving some within FUNCINPEC during their time in power cannot be overlooked. Yet when these problems are seen by outsiders simply as causes of Cambodia's problems rather than as symptoms of its dysfunctional institutions, this masks the real challenge of strengthening political institutions.

In the absence of easy explanations for problems, outsiders often have a tendency to blame current Cambodian politicians for a 'lack of political will' as an explanation for what is going wrong. To the extent that the accusations frequently levelled at Prince Ranariddh for being 'an incompetent ruler' or at Hun Sen for being 'drunk with power' are accurate, this emphasises the need to see the creation of political will as an important peacebuilding goal in itself, rather than falling into the trap of assuming that it already exists and can simply be called upon.

The common tendency within the international community to search for a new 'personality' to lead Cambodia out of its troubles therefore seems like an excuse to overlook the dilemmas they will face once in power. A good example of this is the case of Sam Rainsy, considered by some to be the future hope of Cambodian politics. Young and energetic, he has the image of a reformer, and is adept at wielding the language of democracy. While he enjoys a certain popularity and demonstrated real strengths as Finance Minister from 1993-95, the extreme political positions he at times adopts have been interpreted by some as an indication that he is just another politician with a winner-take-all mentality.

Whether Sam Rainsy is better or worse than other Cambodian politicians is perhaps not the key issue; the question is rather what can be done to ensure that he, or other people who hold power, are able to fulfil their constitutional responsibilities effectively. Without greater efforts to look beyond personalities and seek to influence the institutions which both shape and constrain the actions of Cambodia's leaders, international peacebuilding efforts will fall far short of laying the groundwork for a more stable, institution-based peace.

Engaging more constructively

While there is a genuine long-term need in Cambodia to restore some sort of balance between opposition parties such as FUNCINPEC which seem to enjoy more popular legitimacy, though lack power, and the CPP which currently enjoys more power than popular legitimacy, this must be done by supporting the political institutions upon which democracy resides. Without consensus within the international community on when, whether or how aid should be linked to progress on issues such as democracy and human rights, and a willingness to act, the democratic changes being promoted will not be sustainable.

There is nothing inherently undemocratic about Cambodian culture, though many Cambodians have lost faith in their country's ability to surmount the huge obstacles which lay ahead. While this has contributed to an apparent reluctance among some to challenge the system, it belies the fact that there are many individuals who are actively breaking the mould. Often from a younger generation, these are people who have lived in exile and returned to join either the CPP or opposition parties like FUNCINPEC. Their exposure to more mature democracies has equipped them to exert a positive political influence over leaders who have for too long expected and received the unquestioning loyalty of their followers. These progressive Cambodians need to be identified and supported.

This nonetheless presents unique challenges for countries wary of further 'interfering' in Cambodia's political problems. Insofar as constructive engagement implies a more interventionist approach, this will only be acceptable - and consent will only be forthcoming from Cambodians themselves - if the international community is seen to adopt a more united and consistent approach. This not only means matching their rhetoric of democracy with concrete actions to promote it, but also making better use of the wide range of political tools at their disposal.

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